Sec reporting & governance services
A business success story will not read that Securities and Exchange Commission (SEC) reporting work was management’s effective use of their time.
A partnership with our firm will take the tasks that can often become a significant drain on not only your time, but cash resources, off your hands so you may better write your success story.
Whether you are an existing publicly-traded entity, or desire to become one, today’s operating environment for small companies is a complex one. Carrollton Partners specializes in SEC financial reporting and governance and are skilled to perform the functions of multiple service providers. If you desire, we are cost effectively woven into the daily operations of your business, without being intrusive to maintain your public reporting requirements with the SEC as well as Sarbanes-Oxley.
We have the ability to guide your organization through the process of going public on the most appropriate platform, and most importantly our firm’s talents are showcased by keeping your company there.
Through our resources or third-party providers, Carrollton Partners assist you with the following services:
Public reporting requirements (Forms 10-K, 10-Q, 8-K, 14A, etc.)
EDGAR/IDEA filing
Ongoing corporate governance
Investor relations support
Obtaining listing on additional stock exchanges
Raising additional capital
Restructuring, mergers and other types of business combinations
Sarbanes-Oxley compliance
Filing deadlines and extended deadlines
We’ll take the responsibility of knowing what your business needs to file and notifying your third-parties what forms are needed. Or if you prefer, we’ll use our resources. Either way-let us write this chapter of your success story for you.
Equity & Capital services
Your successful business story depends on the financial health of your organization.
Carrollton Partners can provide the insight to apply proven strategies to help your company raise capital and assist with various aspects of the capital raising process. As your advisor, Carrollton Partners will help your business successfully get through crunch times, account for complexities that arise, and maximize key opportunities for your organization.
Our team has a proven track record of professional experience in private equity, venture capital, and senior operating roles, as well as direct personal investments. We are ready to lend this expertise for both discreet projects, or longer-term interim staff solutions.
We offer a comprehensive array of services to meet your goals:
Initial target screening and evaluation, including bottoms-up financial modeling and valuation
Investment strategy development, including Industry-and Company-specific matters
Financial due diligence strategy development and execution
Operational diligence strategy development and execution
Liaising with third-party deal partners (senior lenders, attorneys, accountants, etc.)
Accounting services
Today’s accounting rules are complex for both public and private business entities. Carrollton Partners has the knowledge to assist your organization with navigating your financial situation to support your business success story.
Do you need to write a new chapter? If it is time to rethink your business’ needs, our accounting services work with you to understand your business plan, and in today’s environment, to position you for growth.
We provide accounting services and information that allow you to concentrate on executing and growing your business. Carrollton Partners has the ability to assume the management of finance, accounting and/or administrative functions and can provide oversight to these important functions of your organizations by providing chief financial officer and comptroller roles for your group. Or, we will partner with your existing staff, accounting firm, legal counsel and banker for these services. Our team’s skill set in public company accounting and Sabanes-Oxley compliance will prove invaluable to your organization.
We offer a variety of finance and accounting support services to streamline and transform your business, including:
Accounting Department Checkup/ Transition Services
Accounts Payable Management & Processing
Accounts Receivable Management & Processing
Payroll Management & Processing Support
Cash Management & Reporting
Fixed Assets Management
General Ledger Maintenance & Account Reconciliations
Financial Reporting
Budget & Forecast Development
Expense Report Review and Processing
Billing Services
Management of Debt Covenants
Major Expense Analysis
Internal Controls Establishing and Managing
Accounting System Establishing and Maintaining
Shareholder Presentations
Manager Training for Understanding and Interpreting Financial Reports
Profitability Analysis for Products and Divisions
Capital Budget Monitoring
Special Report Preparation for Investors
Accounting Rules and Regulations Compliance
Trend Tracking & Profitability Analysis
Financial Trend Analysis
startup services
If your business story includes starting a new venture, a relationship with Carrollton Partners can help you with the organization and implementation of best business practices. We help your firm overcome the barrier of accessing necessary capital or operational knowledge that is crucial for growth.
Our confidential services can help develop and refine business plans, identify sources of capital and develop strategies to support growth and profitability. With our previous experience with both public and private companies, we know how to identify and secure the appropriate source of funds for your business venture. Our staff will use their experience and relationships with lending institutions to help you identify the right financial formula. Our knowledge of economic trends and industry and market conditions also helps position your new venture for success.
We offer a comprehensive array of services to meet your goals:
Feasibility studies to determine whether a given venture should be attempted
The preparation of the business plan for the first round, and subsequent rounds of investment and operations
Determining optimum debt and equity ratios and developing a financial plan
The development of an operational plan to get the project up and running
Development of prospective funding sources for both debt and equity
Preparation of project evaluations for both pre- and post investment analysis
Planning investor and owner exit strategies